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Street name securities
Results: 122

#	Item
71	SEC- 64 SYSTEM NAME: SEC Security in the Workplace Incident Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:41:51 United States Securities and Exchange Commission Law Financial regulation Corporate crime U.S. Securities and Exchange Commission Privacy Act Securities Exchange Act Securities regulation in the United States Freedom of Information Act United States securities law Government 73rd United States Congress
72	SEC-15 SYSTEM NAME: Payroll, Attendance, Retirement and Leave Records. SYSTEM LOCATION: 1. Payroll files, retirement case files, time and attendance reports, and service history files: SEC, 100 F Street, NE, Washington, Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-05-21 17:16:23 Privacy Act Privacy law United States administrative law Social Security Payroll Federal Insurance Contributions Act tax Freedom of Information Act U.S. Securities and Exchange Commission Income tax in the United States Withholding taxes Government Politics of the United States
73	SEC-56 SYSTEM NAME: Mailing, Contact and Other Lists. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records are also maintained in the SEC Regional Offices. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2009-10-02 15:20:07 United States securities law Public records Security Financial regulation Law Government Freedom of Information Act Investor Protection and Securities Reform Act Corporate crime U.S. Securities and Exchange Commission Privacy Act
74	SEC-14 SYSTEM NAME: SEC Financial and Acquisition Management System SYSTEM LOCATION: 1. Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regio Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-05-14 16:46:45 Corporate crime U.S. Securities and Exchange Commission United States securities law Government Freedom of Information Act Security Government procurement in the United States Privacy Act Investor Protection and Securities Reform Act United States administrative law Law Politics of the United States
75	#..SEC-33 System name: Administrative and Litigation Release System--SEC. System location: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records in this system also may be maintained at the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:59:34 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
76	#..SEC-36 System name: Administrative Proceeding Files--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 14:01:38 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Securities and Exchange Commission Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
77	#..SEC-17 System name: Minutes Regarding Action Taken by the Commission-SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:15:59 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Self-regulatory organization Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation 73rd United States Congress
78	SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:38:25 U.S. Securities and Exchange Commission Securities Exchange Act Law Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Securities Commission Freedom of Information Act Mutual fund scandal United States securities law Government Financial regulation
79	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
80	#..SEC-49 System name: Broker-Dealer Records. System location: Records filed before August 16, 1999: SEC, 450 Fifth Street, NW, Washington, DC 20549; and Records filed on or after August 16, 1999: Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 14:36:05 United States Securities and Exchange Commission Security Financial regulation Financial economics Financial system U.S. Securities and Exchange Commission United States securities law 73rd United States Congress Securities Exchange Act

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